Platform Overview
Core Edition

At a Glance

Building a regulated digital asset platform in-house typically means long delivery cycles, heavy compliance engineering, and high execution risk — before the first offering ever goes live.

Asset Haus is a white-label, on-premise platform for compliant issuance, investor onboarding, registry/cap table, and controlled secondary activity — delivered with full source code.

Designed for banks, broker-dealers, fund managers, family offices, and regulated digital asset operators, Asset Haus lets you launch under your own brand while keeping full control of infrastructure, data, and technology.

What Asset Haus Covers (Core)

• Issuance & offering management — deal creation workflows, approval gates, document flows, and investor-facing deal pages.
• Investor onboarding & compliance workflows — progressive onboarding, pluggable KYC providers, sanctions/PEP checks, review queues, and evidential audit trails.
• Investment processing & settlement — direct or escrow-protected flows with operational controls, reconciliation, and full traceability.
• Registry & cap table — transfer-agent-controlled system of record with on-chain reconciliation and export-ready reporting.
• Controlled secondary — compliance-gated P2P transfers and optional OTC workflows; optional orderbook trading for licensed venues.
• Reporting & audit readiness — role-aware dashboards, exports, and tamper-resistant audit logging.

Deployment & Control

• On-premise / private cloud — your data stays in your perimeter; no SaaS dependency.
• Enterprise operations — Kubernetes/Helm deployment, infrastructure-as-code support, monitoring dashboards, backup/DR runbooks.
• Integration-ready — API-first (REST + Webhooks + WebSockets), SSO (SAML/OIDC), and export paths to your security/monitoring stack.

Commercial Snapshot

• Perpetual on-premise license + maintenance — no per-user or per-transaction fees.
• Optional modules available (e.g., orderbook trading, DeFi/yield modules, mobile apps, multi-tenant setups), activated per tenant and jurisdiction profile.

Typical timeline: pilot in weeks; production go-live commonly 10–15 weeks, depending on integrations, security reviews, and regulatory sign-off.

Why Asset Haus

Core Platform Capabilities

Everything below is included in the Core Edition license.

1.1 Deal Issuance & Offering Management

Launch compliant offerings with a structured, approval-gated workflow:

• Deal creation wizard — issuers configure offering terms, eligibility rules, investment limits, and documentation in a guided flow.
• Approval workflow — every deal goes through a maker-checker approval process before publication.
• Virtual Data Room (VDR) — secure document storage with role-based access tiers, download tracking, and integrated e-signing (DocuSign, Adobe Sign).
• Deal discovery — investors browse, search, and filter live offerings with rich deal pages. Curated collections group related offerings.
• Private deal invitations — invite-only deals with configurable invite links: expiry, usage limits, revocable access, domain allowlists.
• Configurable eligibility — restrict deals by KYC level, accreditation status, geography, investor class, or custom rules.
• Token economics — configure vesting schedules, cliff periods, unlock events, and distribution rules per deal.
• Dividend distribution — create, configure, and execute dividend payments to token holders via the cap table.
• Corporate actions — token splits, conversions, and other holder-level actions with full audit trail.
• Investor Q&A — deal-level comments and inquiry threads between investors and issuers.
• Deal lifecycle — full management from draft through active to closed, with audit trail at every stage.

Supported asset classes: Tokenized equity, debt, real estate, fund tokens, commodities, crowdfunding offerings. The framework is asset-agnostic.

Token standards: ERC-20, ERC-1400 (partitioned securities), ERC-3643 (T-REX identity-linked compliance tokens). Deployable on any EVM-compatible blockchain.

Multi-currency: deals denominated in any fiat currency (USD, EUR, AED) with currency-specific formatting and reporting.

Deal page — investor view with offering terms, documents, and investment action

Deal creation wizard — issuer-facing guided flow for configuring offerings

1.2 Investor Onboarding & KYC/AML

Automated, provider-driven compliance onboarding:

• Progressive verification pipeline — multi-level onboarding from registration through accreditation. Each level is programmable with auto-advance rules.
• KYC integration — pluggable providers (Sumsub, ShuftiPro, or your choice) with automated identity verification.
• AML transaction monitoring — real-time monitoring with configurable thresholds, velocity analysis, and automated alert escalation.
• CTR/SAR filing — automated report creation for threshold-exceeding transactions with filing management and export.
• Sanctions & PEP screening — automated watchlist screening at onboarding and on an ongoing basis.
• Wallet screening — blockchain analytics integration for wallet risk assessment.
• Geo-blocking — jurisdiction-level restrictions with configurable rules and access logging.
• Enhanced Due Diligence (EDD) — additional document requests for high-risk investors or redemptions.
• Travel Rule compliance — threshold-based data collection and counterparty information exchange.
• Compliance snapshots — automated pre-transaction checks with evidential records.

Investor onboarding — registration and verification flow

Compliance review queue — KYC/AML officer dashboard

1.3 Investment Processing

• Direct investment — investor commits and settles directly on-chain for verified users.
• Escrow-protected investment — funds held in smart contract escrow with policy-controlled release and auto-refund on timeout.
• Pre-investment compliance checkout — verifies KYC, accreditation, document acknowledgments, and deal eligibility in a single session.
• Document e-signing — subscription agreements signed electronically via VDR's integrated e-signature providers.
• Fiat payment verification — deal-specific wire instructions and operations queue for manual verification.
• Complete audit trail — evidential chain from application through settlement.

1.4 Investor Registry & Cap Table

• Holder registry — complete record of all token holders, positions, and ownership history.
• Transaction ledger — full history of issuances, transfers, conversions, and corporate actions.
• On-chain reconciliation — automated sync between cap table and blockchain balances with discrepancy detection.
• Transfer-agent workflows — registry updates exclusively controlled by Transfer Agent role with segregation of duties.

1.5 P2P Secondary Transfers

• P2P transfer marketplace — investors create and accept transfer offers in a regulated peer-to-peer flow.
• Compliance gates — every transfer triggers automated compliance snapshots before approval.
• Transfer agent approval — all transfers require sign-off with evidential logging.
• Registry update — approved transfers automatically update cap table and holder registry.

1.6 Portfolio & Reporting

• Holdings dashboard — real-time view of positions with performance metrics (IRR, MOIC, TVPI).
• Transaction history — complete record with on-chain transaction viewer for transparency.
• Tax reporting data exports — structured exports covering positions, realized gains, and distributions.
• Fund performance reporting — deal-level and portfolio-level analytics (IRR, MOIC, TVPI, DPI).
• Operator analytics — platform-wide reporting on deal performance, volumes, and compliance metrics.

Investor portfolio — holdings, performance metrics, and transaction history

Operator analytics — platform-wide reporting and compliance metrics

1.7 Administration & Operations

• Admin dashboard — unified overview of platform activity, user management, and operational health.
• Compliance operations center — KYC/AML monitoring, alert management, CTR/SAR filing, geo-blocking, EDD.
• Treasury operations — transaction execution with air-gap support for offline signing.
• Escrow management — operational queues for release, refund, and settlement processing.
• Audit log viewer — searchable, filterable logs across all system categories.
• Feature toggles — enable/disable modules per tenant without redeployment.
• GDPR processing — data export and deletion request workflows.

Admin dashboard — platform activity, user management, and operational health

Operations center — escrow management, treasury, and settlement processing

1.8 Roles & Governance

• Maker-checker workflows — sensitive actions require two-person authorization.
• Segregation of duties — conflicting roles cannot be assigned to the same user.
• Role applications — structured application process for elevated roles with admin review.
• Audit logging — every action logged with actor identity, tenant context, and before/after snapshots.

Optional Modules

Each module is licensed separately and can be activated at any time after initial deployment.

2.1 Professional Orderbook (CLOB)

For clients holding a trading venue license — a full exchange-grade matching engine:

• Real-time central limit orderbook with Level 2 market depth
• Limit and market orders with time-in-force options (GTC, IOC, FOK, GTD)
• Price protection, slippage controls, and circuit breakers
• DvP settlement — atomic on-chain settlement via smart contract
• Candlestick charts across 7 intervals with 24h rolling market stats
• Sub-second matching with deterministic event replay

Professional orderbook — exchange-grade trading interface with Level 2 depth and order management

2.2 DeFi Modules

Staking — flexible and fixed staking with tier progression, multiplied rewards, priority deal access, and configurable fee structures.

Lending Protocol — supply and borrow with configurable interest rate models, collateral factors, liquidation thresholds, and platform-controlled risk parameters.

2.3 Community Connect — Internal Social Network

Platform-internal investor community: social feed, user profiles, follow/discover, engagement (like, comment, share), trending topics, investment groups, privacy controls, and content moderation.

2.4 AI-Powered Investor Assistant

Read-only AI agent for investor self-service: portfolio queries, platform guidance, compliance-safe operation, automatic ticket handoff, and 24/7 availability.

2.5 Mobile Applications (iOS + Android)

Branded mobile apps published under your name to App Store and Google Play. Full platform parity, instant OTA updates, push notifications, biometric authentication. Source code and build pipeline included.

Mobile app — iOS

Mobile app — Android

2.6 Multi-Tenant Operations

Operate multiple brands, jurisdictions, or business units from a single deployment: independent configuration, strict tenant isolation, separate branding/domains, instant provisioning.

White-label — Tenant A with custom brand, colors, and domain

White-label — Tenant B on the same deployment

2.7 Additional Modules

Redemption Gate — investor-initiated token-to-equity/cash conversion with multi-step approval and audit trail.

OTC Trading — bilateral negotiated trades with compliance and transfer-agent settlement workflows.

Marketing & Growth Tools — referral/affiliate program, customizable feed page, newsletter campaigns, Telegram integration.

White-Label & Branding

Included in the Core Edition:

• Complete visual branding — custom logo, colors, typography applied across the entire platform.
• Custom domain — your domain, your brand. End users see only your identity.
• Branded communications — emails, notifications, and documents carry your branding.
• Localization-ready — multi-language UI framework supporting RTL languages, configurable locale and currency display.

Integration Architecture

4.1 API-First Design

• RESTful API — comprehensive, role-organized API surface. Versioned endpoints (v1, v2) with backward-compatible evolution.
• WebSocket streams — real-time data feeds for market data, order updates, and notifications.
• Webhook events — configurable delivery with retry logic, dead-letter queues, guaranteed at-least-once delivery.
• Client API keys — programmatic access with configurable scopes and rate limits.
• API documentation — full OpenAPI specification with role-based endpoint documentation.

4.2 Integration Models

Regulatory & Compliance Coverage

Crypto Asset Frameworks

Securities & Crowdfunding Frameworks

Cross-Cutting Standards

Deployment & Infrastructure

6.1 On-Premise / Private Cloud

• Data residency guarantee — all platform data resides exclusively within your chosen infrastructure and jurisdiction. No external telemetry, no cloud callbacks.
• Container images — OCI-compliant containers for application, API, workers, and background services.
• Helm charts — production-ready Kubernetes manifests with configurable resources and health checks.
• Infrastructure-as-code — Terraform modules for cloud or on-premise provisioning.
• Backup & DR — automated backups with point-in-time recovery and documented RPO/RTO targets.
• Monitoring — Prometheus metrics and Grafana dashboards for health and business KPIs.
• High availability architecture — multi-replica deployments with health checks, auto-restart, and rolling updates. HA configuration provided; uptime depends on operator infrastructure.

6.2 Air-Gap & Restricted Network Support

• Mirrored container registries for fully offline deployment
• Self-hosted alternatives for all external dependencies
• Air-gapped treasury signing with offline transaction preparation

6.3 Infrastructure Requirements

6.4 Blockchain Support

• EVM-compatible networks (Ethereum, Polygon, Arbitrum, BSC, and more)
• Security token standards — ERC-20, ERC-1400, ERC-3643
• Smart contract suite with proxy upgrade patterns
• Third-party audit readiness — source code structured for independent audits
• Institutional signing — HSM, MPC, multi-sig via Fireblocks, BitGo, or self-managed

Integrations

Commercial Model

8.1 Core Edition License

• Perpetual on-premise license with maintenance and update coverage
• Includes all capabilities described in Section 1
• 1 tenant, 1 EVM blockchain environment, 1 regulatory evidence pack
• No per-user or per-transaction fees
• No vendor lock-in — source code, operate independently after deployment

8.2 Optional Modules

8.3 Support & SLA

8.4 Professional Services

Implementation Roadmap

Typical timeline: pilot in weeks; production go-live commonly 10–15 weeks, depending on integration complexity, security reviews, and regulatory sign-off.

Build vs. Buy

What You Receive

A fully operational, turnkey platform deployed on your infrastructure — not just source code. The delivery includes dedicated DevOps and integration engineering time to get you to production.

Turnkey Delivery

• Fully deployed & operational platform — Asset Haus engineers deploy, configure, and harden the platform on your infrastructure. You receive a working production system, not a codebase to assemble.
• DevOps engineering included — infrastructure provisioning, Kubernetes setup, CI/CD pipelines, monitoring configuration, and production hardening are performed by our engineering team as part of the delivery.
• Integration engineering included — KYC provider integration, blockchain configuration, custody/signing setup, email infrastructure, and SSO connection are implemented by our team during the pilot phase.
• Workflow customization — compliance flows, deal approval chains, investor onboarding steps, and business rules are configured to your specific requirements before handover.
• Key generation & custody on your side — all cryptographic key generation and storage is performed on your infrastructure via HSM, MPC, or your chosen key management solution. Asset Haus never holds or has access to private keys.

Source Code & Repositories

What Is Not Included

• Hosting infrastructure (you provide or procure)
• Third-party service accounts and fees (KYC, blockchain RPC, email, custody, e-signature)
• Regulatory licenses (platform supports licensing — obtaining licenses is the operator's responsibility)
• Legal counsel and jurisdiction-specific legal opinions
• Penetration testing execution (platform is pen-test ready; testing arranged by operator)

Legal Disclaimer

This document is technical and commercial information for pre-sales evaluation. It is not legal advice. Regulatory requirements vary by jurisdiction and may change. The non-custodial architecture and compliance tools described herein may simplify licensing requirements in certain jurisdictions but do not guarantee exemption from custodial or other regulatory obligations. Final licensing, jurisdiction suitability, and regulatory compliance must be validated by qualified legal counsel.

Feature Matrix

Core Platform (Included in Core License)

Optional Modules (Licensed Separately)

Technical Architecture

Logical Topology

Scalability

• Horizontal scaling — stateless API and worker tiers scale independently via Kubernetes HPA.
• Database — PostgreSQL with read replicas, connection pooling, and partitioned audit tables.
• Real-time — Redis-backed pub/sub and WebSocket layer handles thousands of concurrent connections.
• Background processing — worker-based job queues decouple heavy operations from the request path.

Security Highlights

• Defense in depth with zero-trust network model
• TLS 1.3 in transit, AES-256 at rest
• JWT session management with HttpOnly, Secure, SameSite cookies
• Kubernetes pod security (non-root, read-only filesystem)
• Comprehensive audit logging with tamper-resistant storage
• Penetration-test ready — supports independent security assessments

Audit Logging

Structured logging across 8 categories: authentication, KYC, compliance, deals, investments, transfers, admin actions, system events. Every entry includes tenant context, actor identity, timestamp, and before/after snapshots. Exports available for SIEM integration.

Glossary